Navigating the new regulatory landscape

Breakfast seminar

March 23, 2017 | 7:00 am - 9:00 am CT | Houston, TX, US | Accreditation 1.50 CLE

Join Shamoil Shipchandler, Regional Director of the Fort Worth Regional Office at the U.S. Securities and Exchange Commission (SEC), who will examine key SEC initiatives and priorities in the new regulatory landscape and the implications for companies, officers, directors and legal advisers.

Many are speculating what the new leadership will mean for the SEC's regulatory and enforcement initiatives. The other distinguished speakers will address potential regulatory and enforcement challenges under the new administration and what they mean for you and your company. Their topics will include:

  • Proposed SEC and Foreign Corrupt Practices Act (FCPA) enforcement regimes
  • The SEC's stance on "broken windows" financial control violations
  • Evolving developments in the role of whistleblowers
  • The new Committee of Sponsoring Organizations of the Treadway Commission (COSO) Fraud Risk Guidelines

To register for this program, click here.


Gary Goolsby

Gary Goolsby

Senior Managing Director, FTI Consulting

Kevin James Harnisch

Kevin James Harnisch

Partner, Norton Rose Fulbright US LLP

Gerard G. Pecht

Gerard G. Pecht

Global Head of Dispute Resolution and Litigation, Norton Rose Fulbright US LLP

Shamoil  Shipchandler

Shamoil Shipchandler

Regional Director (Texas), U.S. Securities and Exchange Commission

For additional information, please contact Mary Tipton by e-mail or at +1 713 651 5133.


7:00 am – Breakfast and registration

7:30 am – Program

9:00 am – Adjourn

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