Welcome to our Regulatory Compliance Consulting webinar series; providing practical considerations and insight into the challenges facing compliance and risk functions.
March 14 - Everything you need to know about regulator mandated reviews
Organisations may be required by a regulator to appoint a third party (such as a ‘skilled person’ or ‘independent expert’) to undertake a review of specific elements of their operations. In this webinar we will discuss what we think firms should be focusing on when preparing for an upcoming review, or when looking to remediate the outcomes of a review.
We hope you will be able to join us.
April 18 | Highlights from the FCA business plan 2019/2020
To access previous webinar recordings please contact Ann-Marie Smith.