The legislative texts that will amend the Markets in Financial Instruments Directive (MiFID) have now been approved.
October 15, 2014
MiFID II and third country provisions: establishment of branches, registration by ESMA, transitional provisions and exclusive initiative of the client.
October 13, 2014
MiFID II and MiFIR introduce a new category of trading venue, the organised trading facility (OTF).
While the headline changes to the MiFID regime center on market infrastructure, there are many changes being made to investor protection requirements.
MiFID II provisions on high frequency and algorithmic trading: the obligations examined; market making strategy, DMA and notifications to national regulators.
October 10, 2014
MiFID II’s impact on commodities & commodity derivatives trading: the extended scope of financial instruments, the exemptions, position limits & position reporting.
October 09, 2014
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services and activities s
In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (2014/91/EU) (UCITS V), which amends t
September 26, 2014
With seven months gone since the Financial Services (Banking Reform) Act 2013 (Act) came into force, this latest updater identifies the provisions of the Act that ha
August 05, 2014
With the publication of MiFID II and MiFIR in the Official Journal of the European Union the clock has now started ticking and firms that deal with retail clients...
July 14, 2014
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