• Banking Reform Updater 11

    On 4 November 2014, the European Central Bank (ECB) assumed its supervisory role under the single supervisory mechanism (SSM).

    January 27, 2015

  • MiFID II / MiFIR series

    While the headline changes to the MiFID regime center on market infrastructure, there are many changes being made to investor protection requirements.

    January 20, 2015

  • Banking Reform Updater 10

    On 4 November 2014, the European Central Bank (ECB) assumed its supervisory role under the single supervisory mechanism (SSM).

    December 09, 2014

  • The new accountability regime

    In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) certain powers

    December 08, 2014

  • MiFID II / MiFIR series

    The legislative texts that will amend the Markets in Financial Instruments Directive (MiFID) have now been approved.

    October 15, 2014

  • MiFID II / MiFIR series

    MiFID II and third country provisions: establishment of branches, registration by ESMA, transitional provisions and exclusive initiative of the client.

    October 13, 2014

  • MiFID II / MiFIR series

    MiFID II and MiFIR introduce a new category of trading venue, the organised trading facility (OTF).

    October 13, 2014

  • MiFID II / MiFIR series

    While the headline changes to the MiFID regime center on market infrastructure, there are many changes being made to investor protection requirements.

    October 13, 2014

  • MiFID II / MiFIR series

    MiFID II provisions on high frequency and algorithmic trading: the obligations examined; market making strategy, DMA and notifications to national regulators.

    October 10, 2014

  • MiFID II / MiFIR series

    MiFID II’s impact on commodities & commodity derivatives trading: the extended scope of financial instruments, the exemptions, position limits & position reporting.

    October 09, 2014

  • Not found what you are looking for

    Try searching our global site instead