On April 9, 2015, the Canadian Securities Administrators (CSA) announced significant changes to the disclosure requirements applicable to venture issuers.
April 15, 2015
Singapore became a signatory to the United Nations Convention against Corruption (UNCAC) on 11 November 2005 (ratification on 6 November 2009) and to the United Nati
April 13, 2015
At the moment the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) certain po
Over the last couple of months there have been a number of FCA / PRA papers on the new senior managers’ (SMR) and certification regime.
Central Securities Depositaries (CSDs) are institutions which hold securities in ‘dematerialised’ form, so that trades between securities holders can be made by ‘boo
April 09, 2015
A recent Alberta decision refusing to certify a proposed medical device class action illustrates that in some cases a class action is not preferable.
1 April 2015 marks the first anniversary of the Financial Conduct Authority (FCA) taking responsibility for consumer credit regulation.
April 02, 2015
The Dodd-Frank Wall Street Reform and Consumer Protection Act, enacted on July 21, 2010, included new provisions to...
The Federal Court of Appeal recently released a significant decision in Gitxaala Nation v Canada.
April 01, 2015
MiFID II’s impact on commodities & commodity derivatives trading: the extended scope of financial instruments, the exemptions, position limits & position reporting.
March 31, 2015
Try searching our global site instead