On 4 November 2014, the European Central Bank (ECB) assumed its supervisory role under the single supervisory mechanism (SSM).
January 27, 2015
While the headline changes to the MiFID regime center on market infrastructure, there are many changes being made to investor protection requirements.
January 20, 2015
December 09, 2014
In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) certain powers
December 08, 2014
The legislative texts that will amend the Markets in Financial Instruments Directive (MiFID) have now been approved.
October 15, 2014
MiFID II and third country provisions: establishment of branches, registration by ESMA, transitional provisions and exclusive initiative of the client.
October 13, 2014
MiFID II and MiFIR introduce a new category of trading venue, the organised trading facility (OTF).
MiFID II provisions on high frequency and algorithmic trading: the obligations examined; market making strategy, DMA and notifications to national regulators.
October 10, 2014
MiFID II’s impact on commodities & commodity derivatives trading: the extended scope of financial instruments, the exemptions, position limits & position reporting.
October 09, 2014
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