• MiFID II / MiFIR series

    The legislative texts that will amend the Markets in Financial Instruments Directive (MiFID) have now been approved.

    October 15, 2014

  • MiFID II / MiFIR series

    MiFID II and third country provisions: establishment of branches, registration by ESMA, transitional provisions and exclusive initiative of the client.

    October 13, 2014

  • MiFID II / MiFIR series

    MiFID II and MiFIR introduce a new category of trading venue, the organised trading facility (OTF).

    October 13, 2014

  • MiFID II / MiFIR series

    While the headline changes to the MiFID regime center on market infrastructure, there are many changes being made to investor protection requirements.

    October 13, 2014

  • MiFID II / MiFIR series

    MiFID II provisions on high frequency and algorithmic trading: the obligations examined; market making strategy, DMA and notifications to national regulators.

    October 10, 2014

  • MiFID II / MiFIR series

    MiFID II’s impact on commodities & commodity derivatives trading: the extended scope of financial instruments, the exemptions, position limits & position reporting.

    October 09, 2014

  • MiFID II / MiFIR series

    The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services and activities s

    October 09, 2014

  • UCITS V Directive: In a nutshell

    In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (2014/91/EU) (UCITS V), which amends t

    September 26, 2014

  • Banking Reform Updater 8

    With seven months gone since the Financial Services (Banking Reform) Act 2013 (Act) came into force, this latest updater identifies the provisions of the Act that ha

    August 05, 2014

  • MiFID II / MiFIR : Investor protection

    With the publication of MiFID II and MiFIR in the Official Journal of the European Union the clock has now started ticking and firms that deal with retail clients...

    July 14, 2014

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