Non-financial misconduct in financial services

The Financial Conduct authority has issued a policy statement regarding a new rule which expands the scope of the conduct rules for non-banks in relation to non-financial misconduct (NFM) and a consultation paper on additional NFM guidance for all regulated employers. In this webinar we will look at:

• What amounts to non-financial misconduct?
• What is the impact of the new rule from a regulatory perspective?
• What is the requirement for employers in relation to preventing harassment from an employment perspective?
• What steps can an employer take if the misconduct takes place outside the workplace?
• What guidance should employees be given in relation to use of social media?
• How can employers deal with overlap between regulatory and workplace investigations on non-financial misconduct?
• What steps should employers be taking?