Event Details

Webinar

United Kingdom | February 03, 2021

Join us as we take a look at the architecture of the UK regulatory regime following the end of the transition period, the regulatory rules that apply to firms, and where to find this material.

In theory, it should be simple as the UK has imported most of the relevant EU regulations and directives into domestic law and the FCA and the PRA are applying the temporary transitional power (TTP) on a broad basis until 31 March 2022. However, finding the relevant material and understanding how it all fits together is complicated for both domestic firms and those in the UK temporary permission regime.

In this briefing we will run through the key things compliance and legal staff need to know in order to navigate the new regime and what they should watch out for in relation to the application of the new requirements.

Topics will include:

  • What are the changes for firms that are already UK authorised?
  • Where do you start if you’re in the TPR?
  • How about third country branches?

Contact

Global Head of Financial Services