Katie Stephen

Co-Head of the Contentious Financial Services Group, London
Norton Rose Fulbright LLP

London
United Kingdom
T:+44 20 7444 2431
London
United Kingdom
T:+44 20 7444 2431
Katie Stephen

Katie Stephen

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Biography

Katie Stephen is a dispute resolution lawyer based in London. She is experienced in advising clients on contentious regulatory matters, including internal and external investigations and enforcement proceedings involving a variety of regulators including the FCA, PRA, SFO, HMRC and Ofgem, as well as those in other jurisdictions.

Katie has twice been seconded to the Financial Conduct Authority as a legal advisor to its Regulatory Decisions Committee and has acted on a number of high profile cases, including market abuse proceedings against firms and individuals. She has also conducted a wide range of internal investigations for financial institutions and corporates, including advising on the regulatory implications and cross-border issues arising from these,  and is praised by clients for her "investigatory talents" (Legal 500).


Professional experience

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  • Solicitor, qualified in England & Wales

Publications

Production of information to the authorities - Global Investigations Review - The Practitioner's Guide to Global Investigations, 2021

 

Knowledge

https://www.nortonrosefulbright.com/en/knowledge/publications/feb96540/global-investigations-review

Publication | Date March 2021