Transactions special: Deal making in a regulated environment

There have been many macro-economic factors driving enhanced deal volumes in the last few years, from Brexit to pandemic-related realignments. Transactions involving regulated entities present unique challenges to principles, as well as their lawyers and other advisors throughout the transaction timeline. Failure to adequately identify and address regulatory issues during a transaction can have material consequences for both targets and acquirers.

In this month’s 40 minute briefing we will explore some of the key aspects of financial services deal making, beginning with a look at what is driving recent deal volumes, before focussing on the following key points:

• Regulatory due diligence: Key areas of focus
• A refresher on UK change in control requirements
• Getting your deal through the regulators
• The impact of the SMCR on deals.

This briefing will be of interest to financial sponsors, corporate finance advisors, in-house transactional legal teams and those working within the financial services industry generally.

You are welcome to attend the seminar, which will be hosted in our London office, Terrace Suite A and B. If you are unable to join us, you can listen to the recording which will be made available on the same day.