Our global financial services and regulation practice helps our clients navigate the evolving and increasingly complex regulatory environment, working seamlessly across major business and financial hubs.

Structured around three core regulatory focus areas – governance, conduct and markets issues – our team is well-known for its regulatory, advisory, transactional, investigations and enforcement work with the largest players in both wholesale and retail financial services, including banks, asset and wealth managers, brokers, market infrastructure providers, commodities firms, payments providers and FinTechs.

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US Head of Financial Services and Global Head of Private Wealth
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Global Regulation Tomorrow

A blog and podcast exploring the latest developments in financial services risk and regulation around the world.

A market-leading practice

Our global team includes contentious and non-contentious lawyers, risk consultants, and government relations and public policy strategists who focus on the financial services industry – this means our clients benefit from one blended team who can support on the full lifecycle of any challenge providing advice from a legal, regulatory and risk/operational standpoint.

More than just legal advice

Members of our team have experience working in industry, government or within leading financial regulators. We bring invaluable insights to our clients into the internal workings of the regulators, the underlying policies which shape their approach and the sensitivities of dealing with financial institutions.

Deep insight into regulation and regulators across the globe 

With extensive experience working with the world’s leading financial regulators and enforcement agencies,  insight into the internal workings, the underlying policies which shape their approach, and the sensitivities of dealing with such institutions.

Global reach

We are well-connected across the industry working with many of the largest financial market participants including both traditional financial services firms and FinTechs. We have close links with regulatory and trade bodies where we regularly advise and lead working groups and we utilise this knowledge to help our clients stay ahead of, and navigate, regulatory change.

Driving efficiency 

We are solutions driven. Relationship management, flexibility, utilising new technological solutions and the strength of our global network all help to achieve the collective common aim for our clients – a timely, efficient and successful matter delivered to budget.

Market recognition

Legal 500 US, Financial Services Regulation The Legal 500, 2023

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Partner
Partner
Head of White Collar Defense and Investigations, United States
US Head of Financial Services and Global Head of Private Wealth