Financial Services Monthly Wrap-up

Financial services monthly wrap up: November 2019

Authors: Jon Ireland, Charlotte Henry, Raymond Giblett, Matthew Farnsworth, Stephen Putnins, Anjelica Balis

Australia Publication November 2019

The month of November 2019 saw the much-anticipated updates to Regulatory Guide 97 ‘Disclosing fees and costs in PDSs and periodic statements’ released by ASIC, providing further reforms and guidance in relation to fees and costs disclosure requirements. In addition, APRA has released updated information sheets and prudential standards addressing concerns such as governance, culture, remuneration and accountability, as well as an updated Memorandum of Understanding with ASIC.


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