Our Financial Services Group tracks UK regulatory enforcement – analysing key enforcement decisions from the Financial Conduct Authority and the Prudential Regulation Authority for lessons learnt for our clients. 

Firms and senior managers can use our 'Notices in a nutshell' publications to quickly get to up to speed on the key findings and practical takeaways from the decisions, helping them to identify where decisions contain learnings for their business.

Latest insights

Digital connections on circuit board-type interface

Publication

Notice in a nutshell: Sigma Broking Limited

United Kingdom | August 28, 2025

Stock market trading graph

Publication

Notice in a nutshell: Neil Woodford and Woodford Investment Management Limited

United Kingdom | August 20, 2025

High voltage electricity tower sky

Publication

Notice in a nutshell: Gonzalez, Sheth, Urra

United Kingdom | August 12, 2025

Data privacy

Publication

Notice in a nutshell: Vocalink Limited

United Kingdom | August 01, 2025

digital padlock security

Publication

Notice in a nutshell: Donaldson and Arden

United Kingdom | July 24, 2025

glass-offices-reflections-blue

Publication

Notice in a nutshell: Monzo Bank Limited

United Kingdom | July 22, 2025

Creative forex chart background with candlestick. Trade and broker concept. 3D Rendering

Publication

Notice in a nutshell: FSN - Direct Trading Technologies UK Ltd

Poland | May 14, 2025

Panoramic evening New York view with the digital financial chart. A concept of the professional financial services.

Publication

Notice in a nutshell: CFD provider, Infinox Capital Limited, fined for missing transaction reports

United Kingdom | January 31, 2025

Financial-institution-building-skyscraper-office-windos-AdobeStock_276603802

FCA sends a clear message on non-financial misconduct

United Kingdom | March 19, 2025



Contact

Katie Stephen
Katie Stephen
Co-Head of the Contentious Financial Services Group, London
Email
katie.stephen@nortonrosefulbright.com
T: +44 (20) 74442431

Practice areas:

Industry:

Recent publications

Ship overhead night

Publication

Legalseas

Our shipping law insights provide legal and market commentary, addressing the key questions and topics of interest to our clients operating in the shipping industry, helping them to effectively manage risk.

Global | September 02, 2025

Shipping
MA Outlook 2025 Survey Crop 1

Publication

Global M&A trends and risks 2025

Following a relatively promising start to the year for mergers and acquisitions (M&A) activity, the US tariff announcements shook dealmaker confidence, triggering global trade uncertainty and stalling M&A deals across the global M&A landscape.

Global | June 10, 2025

Corporate, M&A and securities
Wide angle abstract background view of steel light

Publication

UK LTAFs: Playing the long game

The UK Long-Term Asset Fund (LTAF) remains a relatively new type of fund structure designed to give investors access to long-term and illiquid assets, including private equity, private debt, real estate and infrastructure.

Global | June 03, 2025

Financial services and regulation
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