In this latest episode of Global Regulation Tomorrow Plus we delve into the Financial Conduct Authority’s expansion of the Conduct Rules (COCON) to non-banks, the evolving expectations around workplace culture, and the practical implications for firms’ policies and procedures including some next steps that firms should be considering.

Apple / Spotify

Global Regulation Tomorrow Plus: Non-Financial Misconduct:  New rules & guidance from the FCA’s Consultation Paper 25/18

Contacts

Co-Head of the Contentious Financial Services Group, London
Partner
Counsel
Senior Associate