Our global financial services and regulation practice is structured around its core regulatory strengths – governance, conduct and markets.

We can draw on our diverse experience and clear understanding of the laws and regulations that shape the operating environment to help a broad range of clients navigate the ever-changing governance landscape. We advise our clients on a wide range of areas, including governance and accountability regimes, regulatory orders, whistleblowing, enforcement, internal investigations, risk systems and controls, and operational resilience, and have extensive experience representing boards and senior management on strategic, complex and sensitive matters.

This resource hub has been designed to help you manage and respond to this evolving area, with a range of updates, training, videos and other insights from our team of lawyers and risk consultants.

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ESG

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Universal governance themes

 

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Board and Committee Structures

  

Management information & escalation

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Management information

  

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Issue escalation
             

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Debate and challenge

  

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Whistleblowing

Insights

Regulation Tomorrow Plus – Edinburgh Reforms: SMCR

Regulation Tomorrow Plus – Edinburgh Reforms: SMCR

In our latest podcast Simon Lovegrove, Matthew Gregory and Hannah Meakin discuss two important new papers implementing one of the Edinburgh Reforms, which is to conduct a review of the UK’s Senior Managers and Certification Regime.

Global | Podcast | April 05, 2023
Regulation Tomorrow - The Consumer Duty Series: FCA review of firms' implementation plans

Regulation Tomorrow - The Consumer Duty Series: FCA review of firms' implementation plans

In this episode, Matthew Gregory and Simon Lovegrove discuss the FCA’s findings following its review of larger fixed firms’ Consumer Duty implementation plans. In particular, they consider the good and poor practice that the FCA has highlighted and what steps firms should be taking in the run up to the 31 July deadline.

Global | Podcast | February 06, 2023
Optimising supply chain management through robust governance and risk management practices

Optimising supply chain management through robust governance and risk management practices

Robust governance and oversight arrangements are critical to the operation of an effective and efficient supply chain, regardless of business sector or geographical footprint.

Global | Publication | March 11, 2021
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Financial services: Global Regulation Tomorrow

Helping you keep track of the evolving and increasingly complex global financial services regulatory environment.

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