Norton Rose Fulbright is hosting Financial Institutions Day to celebrate our long-standing relationships with colleagues in the industry and share the latest developments.
Join us for lively panel discussions and a networking reception.
Program Chair:
Jennifer Teskey, Partner, Canadian National Chair, Litigation and Disputes and Canadian Head of Financial Institutions
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Presenters |
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1. Financial Services Regulatory Developments
- Changes to the financial system risk environment and impacts on financial institutions including:
- Liquidity and funding
- Loan losses
- Increased interest rates
- Non-bank financial sector
- Disclosure
- Reflections on recent developments in the US financial markets and impacts on regulatory policy
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Tim Stewart
Partner, Canadian Head of Financial Services & Regulation, Norton Rose Fulbright
Naizam Kanji
General Counsel, Ontario Securities Commission
Tom Delaney
Partner, United States, Norton Rose Fulbright
Dan Hunter
Senior Managing Director - Head of Financial Services Strategic Communications, FTI
Moderator
Lynne O’Brien
Of Counsel, Norton Rose Fulbright
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2. Securities Regulatory Developments
- Canada - Structural changes
- New Capital Markets Tribunal
- New SRO
- Canada - Enforcement trends and issues
- Cases of interest
- Whistleblower program effectiveness
- Developments to watch
- United States
- Issues arising in settlement negotiations
- Evolving expectations regarding cyber disclosures
- Scrutiny of compliance programs
- Whistleblower issues/developments
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Linda Fuerst
Senior Partner, Norton Rose Fulbright
Naizam Kanji
General Counsel, Ontario Securities Commission
Sandeep Savla
Co-Head of Regulatory, Investigations, Securities & Compliance, United States, Norton Rose Fulbright
Emre Carr, Ph.D.,
Senior Managing Director – Forensic & Litigation Consulting, FTI
Moderator
Jeremy Devereux
Partner, Norton Rose Fulbright
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3. ESG – Current Issues
- Canada - corporate governance/proxy battle preparedness
- Mandatory ESG reporting
- Overview of disclosure requirements
- Overview of Canadian regulators
- Other risks including activism, litigation and challenges to ESG investing
- Developments in data analytics
- United States - How the SEC is dealing with ESG
- Update on SEC rulemaking
- Other drivers influencing ESG and sustainability programs
- SEC’s current power of enforcement
- United States - ESG in the context of enforcement
- Overview of SEC’s Climate and ESG Task Force
- Overview of other US agencies
- ESG-related litigation
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Heidi Reinhart
Partner, Norton Rose Fulbright
Beth Jones
Senior Managing Director, Risk & Investigations, ESG & Sustainability, FTI
Anton Tabuns
Senior Counsel, Sustainability, Legal & Regulatory Compliance, BMO Financial Group
Moderator
Alison Babbitt
Partner, Norton Rose Fulbright
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4. Data Protection
- Managing cyber risk
- Overview of the type of preparation required
- Managing privacy risk
- Adoption of new federal privacy bill
- Managing digital risks
- Overview of the framework to manage cyber, privacy and AI risks
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Imran Ahmad
Partner, Head of Technology, Co-Head of Information Governance, Privacy & Cybersecurity, Norton Rose Fulbright
Jackie Moher
Managing Counsel, Privacy, CIBC
Jessica de Brignac
Managing Director, FTI
Moderator
Stéphane Eljarrat
Senior Partner & Head of White Collar Practice, Norton Rose Fulbright
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Continuing Professional Development (CPD) credits
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Law Society of Ontario | Each session of this program contains 40 minutes of Substantive content.
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