Asset management regulation hub

Publication December 2018

Thought leadership and insights for asset managers

Whilst the global financial crisis may have receded, the asset management industry continues to assimilate significant regulatory change – Brexit, AIFMD review, FCA Asset Management Market Study – to name but a few.

We have developed ‘Asset management regulation hub’ as part of our NRF Institute to help asset managers stay up to date on regulatory developments as they happen. As well as the latest information on asset management regulation, the hub provides access to dedicated resources focusing on AIFMD and UCITS.

AIFMD Insight

The Alternative Investment Fund Managers’ Directive is the EU regulatory framework for alternative investment fund managers (AIFMs), including managers of hedge funds, private equity funds and investment funds. AIFMD Insight includes:

  • Legislation tracker containing links to the EU level 1, level 2 and level 3 materials and the papers that the UK regulators have published
  • AIFMD annual surveys covering 15 EU jurisdictions
  • Passports for non-EU AIFs and AIFMs
  • Asset management updater series
  • Omnibus proposals
  • Brexit and deregulation

UCITS Insight

Undertakings for Collective Investment in Transferable Securities is the main EU legislative framework covering the regulation and cross border marketing of collective investment schemes that are suitable for retail investors. UCITS Insight provides analysis into the UCITS regime and includes:

  • UCITS timeline
  • Relevant papers: ESMA, European Commission, Council of the EU and the UK
  • Passport and marketing
  • Establishing a UCITS fund and cross-border marketing in the EU
  • Omnibus proposals
  • Brexit and deregulation

Register for the hub

To request access to ‘Asset management regulation hub’, please register to join NRF Institute.

Registration indicates acceptance of the terms and conditions which include important information about how our product will be delivered.

Members of NRF Institute can access a range of premium content including knowledge hubs and cross-border guides.

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