Financial services investigations and enforcement

Our Financial services investigations and enforcement group comprises a multidisciplinary team of lawyers, including both contentious and advisory technical specialists, and risk and compliance professionals, combining deep legal and regulatory knowledge with practical industry expertise. The group works across all industry sectors and advises at all stages of the contentious regulatory process, from the emergence of potential reportable issues through to enforcement and remediation. The group’s work covers a wide range of different regulators and bodies, including not only the FCA and PRA, but also other regulators and investigatory bodies such as the FRC, UK Listing Authority, Ofgem and the London Stock Exchange, in addition to global regulatory agencies.

Our clients include:

Financial institutions | Insurers | Asset managers | Listed companies | Professional services firms | Individuals