MiFID II Academy

Webinar

April 20, 2017

The Norton Rose Fulbright financial services team is pleased to present the MiFID II Academy.

The academy comprises a series of webinars exploring MiFID II and MiFIR and the impact the new regime will have on firms operating in Europe.

We hope you will be able to join us.

April 20, 2017 Update on markets issues

To access the previous webinar recordings set out below please contact Rebecca Haynes.

2016

  • Implications for energy and commodity market participants
  • Considerations for Compliance functions
  • Market structures
  • Wholesale conduct
  • Markets for the buyside
  • An update on MiFID II across Europe
  • Research payment accounts and commission sharing agreements
  • Brexit - Part 1
  • Brexit - Part 2
  • Delegated Directive - Client assets and product governance
  • Delegated Directive - Inducements and research
  • Delegated Regulation - Definitions
  • Delegated Regulation - Organisational requirements for investment firms
  • Manipulation
  • Insider Dealing
  • Suspicious transaction reporting
  • Enforcement issues 
  • Market abuse in a commodities context

2015

  • Conduct issues for investment managers and advisers
  • MiFID and commodities definitions and exemptions
  • Inducements and related issues
  • Impact on third countries
  • Best execution and related issues
  • Algorithmic trading and direct electronic access
  • Conflicts of interest
  • MTFs and OTFs
  • Product governance and intervention
  • Post-trade related MiFID issues
  • Telephone recording and record keeping, and client categorisation and the consequences
  • Systematic internalisers
  • Transparency
  • Appropriateness and suitability
  • Transaction reporting
  • Update on latest MiFID II developments
  • Update on MiFID II markets issues
  • Update on microstructural issues
  • Update on MiFID II conduct issues
  • Update on MiFID II commodities issues

Contacts