The big issues facing the asset management sector continue to be the assimilation of regulatory change, the adoption of new and developing technologies and the considerable economic pressures on asset managers which in many cases are driving industry consolidation.
Brexit: deal or no deal
At 11pm on March 29, 2019, the UK will leave the EU. If the Withdrawal Agreement is finalised a transitional period will come into effect and last until December 31, 2020.
Senior Managers Regime: the clock is ticking
The FCA has revealed that the extended senior managers and certification regime will come into effect on 9 December 2019.
Anzeigepflichten für Steuergestaltungen – Umsetzung in der Finanzindustrie
Den BEPS-Empfehlungen der OECD folgend, ist am 25. Juni 2018 die kurz als „DAC 6“ bezeichnete EU-Richtlinie 2018/822 in Kraft getreten.
Insurance Academy 2018
The Insurance Academy aims to assist in-house teams to ensure that their junior lawyers or those lawyers who are new to insurance have a solid understanding of the legal and regulatory principles that apply to contracts of insurance.
How European businesses can avoid, mitigate, and manage US litigation risk
European companies operating internationally are increasingly faced with the prospect of dealing with litigation in US courts or an investigation by a US regulator.
Avoiding the pitfalls of an FCA themed visit
Whilst the FCA Business Plan 2018/19 noted that considerable time and resource will be dedicated to Brexit, this is no way diminishes the expectation that firms should continue to demonstrate that culture and good conduct are well embedded.
3rd UK Financial Services BREXIT and Beyond Summit
Norton Rose Fulbright is pleased to be sponsoring the 3rd UK Financial Services BREXIT and Beyond Summit.
Since the manipulation scandal, there has been increasing pressure from regulators on banks and financial institutions to reduce their dependency on LIBOR.
Regulation has become the driving force for sell-side institutions – looming in the background to influence every key business decision.