Caroline Herkströter


Norton Rose Fulbright LLP

Caroline Herkstroeter


T:+49 69 505096 242

F:+49 69 505096 100

Dr. Caroline Herkströter is an investment and banking regulation partner based in Frankfurt.

Caroline advises credit institutions and financial services providers, especially investment and universal banks, AIF and UCITS management companies and securities trading firms on all aspects of German, European and international banking and capital markets law. In this connection, she acquired specific knowledge of the cross-border distribution of financial products, and of issues related to the clearing, settlement and global custody or the depositary business.

Caroline advises on the launch and distribution of open- and closed-ended investment funds, especially securities and real estate funds within Germany. She also specialises in prime brokerage, securities lending, international securities custody, collateral management and investment advisor liability. In addition, she provides advice on the establishment and acquisition of German credit institutions, joint ventures, the extension of banking licences and several (global) outsourcing projects as well as on the listing of funds at the Frankfurt stock exchange.

Caroline joined the Frankfurt office as a partner in March 2007. She is a native German speaker and is fluent in English and French.

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