Dr. Caroline Herkströter is a banking partner in our Frankfurt office. She specialises in banking regulation and investment law. Caroline advises credit institutions and financial services providers, in particular, investment and full-services banks, investment companies and investment firms on all aspects of German, European and international banking and capital markets law.
Caroline also advises on the launch and distribution of UCITS and AIFs, in particular, private equity funds as well as closed-ended and mutual real property funds in Germany under public offers or private placements. Caroline further specialises in prime brokerage, securities lending transactions, global custody as well as liability for investment advice and prospectus liability. Recent deals included advising on the implementation of collateral management projects and the requirements under EMIR for German capital management companies. Caroline also advised on the foundation and acquisition of German credit institutions, joint ventures, license issues as well as various (international) outsourcing projects and the listing of investment funds at the Frankfurt Stock Exchange. Her areas of specialisation include, amongst others, the cross-border distribution of financial products.
Caroline joined our Frankfurt office as a partner in March 2007. As a native German speaker, Caroline is fluent in English and French.
MiFID II: Anwendungsbereich und Erlaubnis für Wertpapierdienstleister.
September 04, 2014
Nach einem ersten Überblick im Rahmen unseres Breakfast Briefings wollen wir Sie nunmehr mit mehr Tiefe und Detail über die Neuerungen, die die Reform der MiFID mit .
July 18, 2014
À la crise financière mondiale succédait une période d´incertitude, qui empêchait pendant des années des modifications structurelles..
June 27, 2014
Das Financial Services Team informiert mit dem Financial Services News Flash regelmäßig über Neuigkeiten aus den Bereichen.
June 13, 2014
Norton Rose Fulbright advised CACEIS banking group, which belongs to Crédit Agricole, on the takeover of Sal. Oppenheim’s asset depositary activities....
May 30, 2014
The Frankfurt office of global legal practice Norton Rose Fulbright has moved into the TaunusTurm, effective today..
March 24, 2014