Dr. Caroline Herkströter is an investment partner based in Frankfurt. Her main focus is on banking regulation and investment law.
Caroline advises credit institutions and financial services providers, especially investment and universal banks, AIF and UCITS management companies and securities trading firms on all aspects of German, European and international banking and capital markets law. In this connection, she acquired specific knowledge of the cross-border distribution of financial products, and of issues related to the clearing, settlement and global custody or the depositary business.
Caroline advises on the launch and distribution of open- and closed-ended investment funds, especially securities and real estate funds within Germany. She also specialises in prime brokerage, securities lending, international securities custody, collateral management and investment advisor liability. In addition, she provides advice on the establishment and acquisition of German credit institutions, joint ventures, the extension of banking licences and several (global) outsourcing projects as well as on the listing of funds at the Frankfurt stock exchange.
Caroline joined the Frankfurt office as a partner in March 2007. She is a native German speaker and is fluent in English and French.
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October 09, 2014
AIFMD, MiFID II, PRIPs, Basel III, Solvency II, Neuerungen im Bereich Geldwäsche, neue Melde- und Wohlverhaltenspflichten - in den letzten Jahren erfährt die Fina....
September 25, 2014
Das europäische Gesetzgebungsverfahren zur Reform der bisherigen MiFID (Richtlinie 2004/39/EG) ist seit dem Sommer 2014 abgeschlossen. Zwischenzeitlich wurde die neu.
September 25, 2014
At present, foreign alternative investment fund (AIF) management companies intending to distribute shares or units in foreign AIF or EU-AIF managed by them to....
September 12, 2014
Norton Rose Fulbright advised CACEIS banking group, which belongs to Crédit Agricole, on the takeover of Sal. Oppenheim’s asset depositary activities....
May 30, 2014
The Frankfurt office of global legal practice Norton Rose Fulbright has moved into the TaunusTurm, effective today..
March 24, 2014