• MiFID II / MiFIR series

    The legislative texts that will amend the Markets in Financial Instruments Directive (MiFID) have now been approved.

    October 15, 2014

  • MiFID II / MiFIR series

    MiFID II and third country provisions: establishment of branches, registration by ESMA, transitional provisions and exclusive initiative of the client.

    October 13, 2014

  • MiFID II / MiFIR series

    MiFID II and MiFIR introduce a new category of trading venue, the organised trading facility (OTF).

    October 13, 2014

  • MiFID II / MiFIR series

    While the headline changes to the MiFID regime center on market infrastructure, there are many changes being made to investor protection requirements.

    October 13, 2014

  • MiFID II / MiFIR series

    MiFID II provisions on high frequency and algorithmic trading: the obligations examined; market making strategy, DMA and notifications to national regulators.

    October 10, 2014

  • MiFID II / MiFIR series

    MiFID II’s impact on commodities & commodity derivatives trading: the extended scope of financial instruments, the exemptions, position limits & position reporting.

    October 09, 2014

  • MiFID II / MiFIR series

    The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services and activities s

    October 09, 2014

  • UCITS V Directive: In a nutshell

    In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (2014/91/EU) (UCITS V), which amends t

    September 26, 2014

  • The PRA Remuneration Code's revised clawback obligations

    On 30 July 2014, the PRA published a policy statement (PS7/14) announcing the revised clawback obligations which will apply to PRA-regulated firms in remuneration le

    August 21, 2014

  • EMIR

    ESMA has published two consultation papers1 on the clearing obligation under EMIR.

    August 12, 2014

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