With the implementation deadline of January 3, 2018 starting to loom over the horizon the FCA has started producing a series of consultation papers on MiFID II / MiFIR.
October 10, 2016
With financial services firms still coming to grips with the UK’s referendum result to leave the EU there continues to be a sense of a journey into the unknown.
October 03, 2016
On June 23, 2016, the UK held its historic referendum concerning its future membership in the EU.
July 07, 2016
Even though the revised Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) have been delayed by a year
June 28, 2016
If you own generation assets of 10MW or more in the UK, you should read this updater. Registration and reporting deadlines under REMIT relevant to existing or new power purchase agreements will take effect soon.
March 22, 2016
On 15 December 2015, the FCA published its first consultation paper on the implementation of the Markets in Financial Instruments Directive II (MiFID II) (Consultati
December 16, 2015
On 14 October 2015, HM Treasury announced proposals to change the Senior Managers’ and Certification Regimes (SMCR) introduced by the Financial Services (Banking Ref
October 19, 2015
On 28 September 2015, the European Securities and Markets Authority (ESMA) published final drafts of 28 technical standards that it is mandated to produce under...
October 06, 2015
On 18 September 2015, the FCA published two guides that set out its new approach to the supervision of firms.
September 24, 2015
Since last summer the PRA and FCA have been consulting on a new individual accountability framework. The framework itself has three limbs: the Senior Managers’ Regim
July 28, 2015
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