This podcast is the first in our new series, Decisions Decoded, focussing on decisions and themes in regulatory investigations and enforcement. In this episode, Senior Knowledge Lawyer Catherine Pluck talks to Financial Services Partner Katie Stephen about the recent FCA Final Notice concerning ADM Investor Services International Limited, which has been fined £6,470,600 for inadequate anti-money laundering systems and controls.
Decisions Decoded: Key takeaways from the latest AML enforcement decision
Other useful resources
Inside COP28: Latest insights, news and resources
The 28th Conference of the Parties on Climate Change (COP28) will take place from November 30 - December 12, 2023 in Dubai.
Financial services regulation hub
With insights from our legal, risk and compliance, and government relations experts, this hub will keep you up to date on regulatory change as it happens.