This podcast is the first in our new series, Decisions Decoded, focussing on decisions and themes in regulatory investigations and enforcement. In this episode, Senior Knowledge Lawyer Catherine Pluck talks to Financial Services Partner Katie Stephen about the recent FCA Final Notice concerning ADM Investor Services International Limited, which has been fined £6,470,600 for inadequate anti-money laundering systems and controls.

Spotify/ Apple

Decisions Decoded: Key takeaways from the latest AML enforcement decision

Contacts

Senior Knowledge Lawyer / Senior Associate
Co-Head of the Contentious Financial Services Group, London