Our regulatory compliance consulting practice provides risk and compliance advisory, assurance and remediation services to clients across the world.
We offer a range of services, including assisting clients with developing, operating and enhancing their compliance and risk programs, frameworks and infrastructures; undertaking collaborative or independent assurance activities; and providing a full service remediation offering. We also undertake controls reviews and help clients prepare for, and/or discharge their responses to regulator orders.
Our team covers key global financial services centers and contains individuals who have held senior risk and compliance positions in global institutions, as well as former regulators. We work in partnership with our lawyers, enabling us to provide a full service, combining deep legal and regulatory knowledge with practical industry experience.
Our methodologies and solutions are tailored to the needs of each assignment and client and consider the regulatory environment and the client’s business model, commercial aspirations, risk appetite and internal governance. By understanding the needs of each client we can tailor our teams accordingly, ensuring there is sufficient practical and technical knowledge and experience applied to each project. We offer our services on a project or ongoing relationship basis, whether in one jurisdiction or internationally.
Our areas of work include
- Corporate governance and compliance
- Financial institutions
- Financial services and regulation
- Regulation and investigations
- Risk advisory
Awards and Accolades
IFLR 1000, Canada: Financial Services Regulatory, IFLR 1000, 2018