Publication
Compliance lessons for PE sponsors amid SEC scrutiny
Law360
The private equity industry's success over the last decade, in terms of its size and the returns it has generated investors, has been unprecedented. That success has not gone unnoticed with the investing public clamoring for access to private equity and U.S. regulators responding in turn by broadening certain parameters of eligible private equity investors.
But as private equity funds have increased their profile with the investing public, they have also found themselves subject to greater political scrutiny.
Notably, the U.S. Securities and Exchange Commission has become increasingly vocal in its focus on private equity.
Download the full Law360 article, "Compliance lessons for PE sponsors amid SEC scrutiny."
US Head of Financial Services and Global Head of Private Wealth
Email
andrew.lom@nortonrosefulbright.com
Recent publications
Publication
Secondary capital raising regime
In July 2022 the UK Secondary Capital Raising Review published its report (Report) setting out a series of bold and wide-ranging recommendations for improving the secondary capital raising regime in the UK designed to make it quicker, more flexible, more inclusive of retail investors and more cost-effective, as well as moving towards digitisation and making better use of technology.
Publication
Essential Corporate news – Week ending 2 May 2025
This briefing forms part of a series looking in detail at the SRA’s guidance for in-house teams, issued following a thematic review of the sector, recognising the growth and importance of the in-house role and the unique pressures to which in-house solicitors can be subject.
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