Publication
Controlled Goods Data: Overview of the Regulatory Framework
The Controlled Goods Program (“CGP”) is Canada’s domestic industrial security program, which regulates the examination, possession, and transfer of controlled goods.
Essential Corporate News – Week ending February 5, 2016
Global | Publication | February 5, 2016
Content
Introduction
Welcome to Essential Corporate News, our weekly news service covering the latest developments in the UK corporate world.
FCA: Handbook Notice No. 29 – Changes to Listing Rules and DTRs
On January 29, 2016 the Financial Conduct Authority (FCA) published Handbook Notice No. 29 and the Listing Rules and Disclosure and Transparency Rules (Miscellaneous Amendments) Instrument 2016, with other instruments, which makes changes to the Listing Rules and Disclosure and Transparency Rules (DTRs) following the FCA’s September 2015 consultation paper, CP15/28.
The Instrument makes the following amendments:
- it amends the Listing Rules’ cancellation provisions to maintain investor protection, including deleting LR 5.2.11DR;
- it brings the DTRs into line with the EU Accounting Directive; and
- it makes miscellaneous changes to remove and update out of date references in the Listing Rules and DTRs.
The Instrument came into force on January 29, 2016.
Global Head of Corporate M&A and Securities
Email
raj.karia@nortonrosefulbright.com
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CCI timeline and key features
Following the introduction of the regulatory framework by HMT in 2024, the Financial Conduct Authority (FCA) is set to introduce a new Composite Consumer Investments regime (the CCI Regime), which is aiming to streamline and strengthen the regulatory framework for retail investment products in the UK.
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