
Publication
Not so exempt: A cautionary tale for authorised representatives
Navigating the Australian Financial Services Licence (AFSL) regime is not an easy task and can be costly and time consuming.
Global | Publication | November 2016
We set out below an overview of the potential issues that a legal due diligence review of a legacy UK mortgage loan portfolio may identify. The legal due diligence review comprises a two separate components.
A review of standard form documentation to confirm compliance with applicable consumer credit, and general consumer law and regulation to identify possible exposure to enforceability and compensation risks. The regulatory review may identify the following issues
A review of sample review of standard form documentation and live file documents may identify the following issues
Publication
Navigating the Australian Financial Services Licence (AFSL) regime is not an easy task and can be costly and time consuming.
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