
Publication
Securities regulators amend investment limits for offering memorandum exemption
Canadian securities regulators have made changes to give investors greater access to exempt markets.
United Kingdom | Publication | January 2023
Item | Key dates and time |
Scheme returns and electronic contingent asset certificates to the Pensions Regulator | March 31, 2023 - midnight |
ABC certificates and special category applications to the PPF | March 31, 2023 - midnight |
Start of the 2023/24 levy year | April 1, 2023 |
Send contingent asset documents to PPF |
April 3, 2023 – 5.00pm |
Deficit-reduction certificates to the Pensions Regulator |
April 28, 2023 – 5.00pm |
Send exempt transfer applications to PPF |
April 28, 2023 – 5.00pm |
Certify full block transfers with the Pensions Regulator |
June 30, 2023 – 5.00pm |
Publication of Mean Scores |
July 2023 |
Invoicing starts |
Autumn 2023 |
As usual, clients are advised to start the process of certifying and re-certifying contingent assets as soon as possible.
Publication
Canadian securities regulators have made changes to give investors greater access to exempt markets.
Publication
By a joint announcement on 6 May 2025, the Securities and Exchange Commission and The Stock Exchange of Hong Kong Limited launched a dedicated channel for listing applicants of Specialist Technology Companies and Biotech Companies.
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