A global guide to individual accountability compliance
Since the global financial crisis, there has been an ever-increasing focus globally on holding those in senior positions within regulated financial institutions accountable for their actions. This phenomenon has forced firms to adapt and prepare their practice for the implementation of new and more scrupulous obligations.
Our Individual Accountability hub has been created on the NRF Institute to provide a comprehensive understanding of the new expectations for anyone preparing for, and needing to comply with, individual accountability obligations across the globe.
Also available via the hub is our SMCR Toolkit, a subscription-only, cost-effective service providing access to all of the key documents that firms need to implement the regime within their business.
Register for the hub
To request access to ‘Individual accountability hub’, please register to join NRF Institute.
Registration indicates acceptance of the terms and conditions which include important information about how our product will be delivered.
Members of NRF Institute can access a range of premium content including knowledge hubs and cross-border guides.
How will latest changes to Volcker Rule affect non-US banks?
Kathleen A. Scott discusses the final Volcker Rule, focusing on some of the issues raised by non-US banks in their comments.