Welcome to our regulatory compliance consulting webinar series; providing practical considerations and insight into the challenges facing compliance and risk functions.
January 17 - Risk and compliance framework for asset managers - SMCR and beyond
The Senior Managers and Certification Regime (SMCR) will come into force in December 2019 and asset managers in particular will need to prepare for increased regulatory scrutiny. This webinar will outline what we see as the key factors for asset managers looking to effectively embed of new risk and compliance requirements.
We hope you will be able to join us.
February 14 | The future of conduct risk management - what should we be aiming for in 2019?
March 14 | Everything you need to know about regulator mandated reviews.
April 18 | Highlights from the FCA business plan 2019/2020
To access previous webinar recordings please contact Ann-Marie Smith.