Private Equity Law Report: SEC Enforcement Action Raises Potential Materiality Threshold for Conflicts of Interest

US Head of White Collar Defense and Investigations Kevin Harnisch (Washington, DC) was quoted by Private Equity Law Report regarding the United States Securities and Exchange Commission’s (SEC) stance on a materiality standard for conflicts of interest violations.

Kevin is a litigator who defends clients before the SEC, FINRA and other self-regulatory organizations, the Department of Justice, the US Commodity Futures Trading Commission (CFTC), US attorney's offices and federal courts.

Read the full article, “SEC Enforcement Action Raises Potential Materiality Threshold for Conflicts of Interest.”