Norton Rose Fulbright Canada LLP
Carla Monteiro is a securities law clerk in our Toronto office. She assists lawyers and clients with securities-related transactions and other matters, including but not limited to public offerings, private placements, continuous disclosure obligations for reporting issuers and mutual funds, insider reporting and CDS filings including ISIN/CUSIP requests. She also conducts research relating to compliance and securities requirements and performs searches and analysis of public disclosure documents.
Ms. Monteiro has extensive experience in the registrant regulation area, including the registration of advisers, dealers and investment fund managers with the Canadian securities regulatory authorities and Investment Industry Regulatory Organization of Canada (IIROC). She assists dealer members and registered firms with compliance requirements and ongoing regulatory filings.
She also handles ongoing regulatory filings through the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), the TSX SecureFile System and the National Registration Database (NRD).