Angelina Lim-Jordan

Compliance Analyst
Norton Rose Fulbright LLP

London
United Kingdom
T:+44 20 7444 3932
London
United Kingdom
T:+44 20 7444 3932
Angelina Lim-Jordan

Angelina Lim-Jordan

vCard

Biography

Angelina is an analyst within the financial services regulatory compliance consulting team in London. She assists wholesale and retail clients with the development of their compliance programmes, in particular advising on the development of policies, procedures and on-going monitoring frameworks.

Angelina has supported clients seeking authorization and FCA AML registration, varying their regulatory permissions and preparing for the implementation of Senior Managers and Certification Regime (SMCR). She has also advised clients in relation to their Brexit transition planning.


Professional experience

Expand all Collapse all

Advising:

  • An international bank in an ongoing capacity in relation to a multi-jurisdictional regulatory rules-mapping and analysis project.
  • A multinational commodities firm on a review of its global AML and data privacy policies.
  • A cryptocurrency service provider on developing a financial crime policy, procedure and risk framework in line with 5MLD.
  • A range of asset management firms on various advisory services to ensure compliance with regulatory requirements in respect of their financial product offerings.
  • A connected persons review for a private bank.
  • On compliance, financial crime, directors and SMCR training to the boards and senior managers of a variety of firms.