Security of Critical Infrastructure (SOCI) 

• Major energy/infrastructure clients (including internationally and Australian listed entities) – on statutory obligations under the SOCI regime, including requirements relating to risk management programs, management of supply chain and personnel risks, cyber security obligations, protected information/data governance practices, and annual reporting.
• Global financial institution – conducted SOCI impact analysis on its superannuation and insurance businesses.

Privacy & Corporate Governance 

• Overseas-listed multinational energy group – audited various third party systems to evaluate compliance with the Australian privacy regime and recommended uplifts. 
• Multinational corporation headquartered in Japan – on a wide range of complex issues with respect to corporate governance and compliance, including export controls, modern slavery, whistleblowing, and information governance and privacy.
• International corporate group – on obligations relating to the Notifiable Data Breaches scheme and uplifts to privacy policy and standards.
• ASX-listed company – on various retail checkout processes for compliance with the Australian privacy regime.
• Global financial institution – on compliance with obligations under the Australian whistleblower framework, including the provision of advice on issues relating to policy drafting and global training materials.  
• Government agency – advising on privacy and cyber matters relating to online registry.

Financial Services Regulatory 

• Global financial institutions – on various regulatory issues and strategies relating to the design and distribution of financial products, the reportable situations regime, and the Banking Executive Accountability Regime. 
• Major Australian Bank – on methodology and execution in relation to the institution's remediation program on 'fee for no service'. 
• Major Australian Bank – as part of Australia's largest review and remediation program within the institution's financial planning business, advised on the execution and strategy in the assessment and remediation of inappropriate financial advice. 
• Major Australian Banks – completed secondments in retail banking, business banking and as part of a large-scale remediation program. Advised on a variety of legal, regulatory, risk and compliance issues relating to business and retail banking products, customer privacy/data protection, third party suppliers, design and distribution obligations regime, advertising of financial products and services (including greenwashing), and remediation projects.

Regulatory investigations

• NSW Independent Liquor and Gaming Authority – as joint Solicitor assisting the public Commission of Inquiry under section 143 of the Casino Control Act 1992 (NSW), conducted by the Honourable P A Bergin SC and established by the NSW Independent Liquor and Gaming Authority.