Fund Formation and Investment Management NewsWire

Global |  Publication |  Winter 2016

The Fund Formation and Investment Management NewsWire reports on new regulatory and compliance developments affecting investment advisers and private funds.

In this issue

Compliance Corner
December 6, 2016

Infrastructure Funds Should Take Note of the SEC’s Focus on Conflicts and Fee Disclosures
December 6, 2016

SEC Adopts Significant Amendments to Form ADV

As we discussed in our Winter 2015 NewsWire article, Reminder: The SEC Expected to Act on Proposed Amendments to Form ADV in 2016, the SEC has adopted certain...

December 6, 2016

2017 Compliance Overview

Advisers to private funds and managed accounts, and family offices, should consider their periodic regulatory and compliance obligations towards the beginning of...

December 6, 2016

BEA Rule Changes Reporting Requirements for Private Funds

The BEA, along with the U.S...

December 6, 2016



Practice areas:

Industry:

Recent publications

US merger enforcement is… down? Lessons from the FY2021 HSR annual report

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US Supreme Court clarifies scope of liability for omissions under Rule 10b-5(b)

The US Supreme Court has ruled that a “pure omission” under Item 303 of Securities and Exchange Commission Regulation S–K cannot give rise to a private action for securities fraud under Section 10(b) and Rule 10b-5(b) of the Securities Exchange Act of 1934.

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The insurance industry is founded on predicting, as accurately as possible, whether or not a risk will materialise in a fast-moving competitive environment.

Global | April 18, 2024

Insurance
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