Law360: SEC Exempts More Debt Securities From New Trading Rules

Law360 quoted partner Steven Lofchie in its analysis of the U.S. Securities and Exchange Commission’s amended Rule 15c2-11 in relation to fixed income securities.

Steven advises financial institutions and corporate clients on the securities laws and the Commodity Exchange Act, with particular focus on the regulation of broker-dealers, swap dealers, investment funds and other market intermediaries. His transactional practice focuses on securities credit and derivative transactions.

Read the full article, “SEC Exempts More Debt Securities From New Trading Rules.”