Investor protection


Investor protection

The investor protection elements of MiFID II amend existing provisions on authorization, conduct of business and organisational requirements for providers of investment services. The rules strengthen the protection of investors through the introduction of new requirements on product governance and independent investment advice, the extension of existing rules to structured deposits, and the improvement of requirements in several areas including inducements and best execution. In these pages we set out our key materials on these core provisions.

 

Getting started with the legislation

Conduct of business

Traffic lights - Impact of MiFID II on EU conduct of business regimes

MiFID II Academy slides

Fireside Friday

  • Fireside Friday (July 2014) : MiFID II – Conduct of business requirements

Financial services breakfast

Webinars

MiG seminar slides 2016