Financial Services Academy: Market abuse

We are pleased to invite you to the next session of our Financial Services Academy, a series of online webinars aimed at up-and-coming in-house regulatory lawyers and compliance professionals, as well as anyone in need of a refresher.

During this session, lawyers from our financial services team will guide you through the scope of market abuse and manipulation.

Our lawyers will discuss a range of issues, including the consequences of market abuse and practical tips for avoiding trouble. The team will also share their insights into how the regulators stay abreast of market manipulation and how to manage regulatory enquiries.

Programme: 

• The scope of market abuse
• What is inside information, insider dealing and the disclosure offence? 
• Market soundings 
• Consequences of market abuse
• Practical tips for avoiding trouble 

Break

• The scope of market manipulation
• What is electronic trading, disseminating misleading information and benchmark manipulation?
• How does it relate to commodities? 
• How do the regulators know what is going on? 
• • Managing regulatory enquiries