Katie Stephen
Co-Head of the Contentious Financial Services Group, London
Norton Rose Fulbright LLP
Related services and key industries
Related services
Key industry sectors
Biography
Katie Stephen is a dispute resolution lawyer based in London. She is experienced in advising clients on contentious regulatory matters, including internal and external investigations and enforcement proceedings involving a variety of regulators including the FCA, PRA, SFO, HMRC and Ofgem, as well as those in other jurisdictions.
Katie has twice been seconded to the Financial Conduct Authority as a legal advisor to its Regulatory Decisions Committee and has acted on a number of high profile cases, including market abuse proceedings against firms and individuals. She has also conducted a wide range of internal investigations for financial institutions and corporates, including advising on the regulatory implications and cross-border issues arising from these, and is praised by clients for her "investigatory talents" (Legal 500).
Professional experience
Collapse all- Solicitor, qualified in England & Wales
Publications
Production of information to the authorities - Global Investigations Review - The Practitioner's Guide to Global Investigations, 2021
Knowledge
https://www.nortonrosefulbright.com/en/knowledge/publications/feb96540/global-investigations-review
Publication | Date March 2021
Knowledge
Navigating parallel litigation and investigations: finding solutions to the challenges
Webinar | April 22, 2021
NRF Outsourcing Toolkit
Publication | March 16, 2021
Global Investigations Review
Publication | March 10, 2021
Good governance: lessons for the future
Publication | March 04, 2021