We are pleased to invite you to the second session in our Financial Services Academy, a series of online webinars aimed at up-and-coming in-house regulatory lawyers and compliance professionals, as well as anyone in need of a refresher.
During this session, our financial services team will guide you through the key components of the financial promotions regime. Our lawyers will discuss issues including how to identify a financial promotion, key exemptions and what happens if you get it wrong. The team will also update on expected changes to the regime.
- How can you communicate a financial promotion?
- Key exemptions in practice
- How the regime works with collective investment schemes
- What happens if you get it wrong
- Proposed changes to the regime