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Financial Services Academy: Focusing on financial promotions

Event Details

United Kingdom | February 02, 2022

We are pleased to invite you to the second session in our Financial Services Academy, a series of online webinars aimed at up-and-coming in-house regulatory lawyers and compliance professionals, as well as anyone in need of a refresher.

During this session, our financial services team will guide you through the key components of the financial promotions regime. Our lawyers will discuss issues including how to identify a financial promotion, key exemptions and what happens if you get it wrong. The team will also update on expected changes to the regime.

Programme:

  • How can you communicate a financial promotion?
  • Key exemptions in practice
  • How the regime works with collective investment schemes
  • What happens if you get it wrong
  • Proposed changes to the regime
Please note this event will be hosted via Zoom.