Insights | Regulation and investigations | United Kingdom | Global law firm | Norton Rose Fulbright Skip to main content
Norton Rose Fulbright logo
  • United Kingdom
  • About
    • Our firm
      • Clients
      • Global coverage
      • Vision, culture and people
      • Governance structure
      • Risk management
      • Alumni
      • NRF Transform
      • UK statements and reports
    • Diversity, Equity & Inclusion
      • Our networks
      • Clients
    • Responsible business
      • EMEA Responsible business report
      • Pro bono
      • Volunteering
      • Fundraising
      • Sustainable practice
      • Global charitable initiatives
      • Responsible use of AI
  • People
  • Services
    • Services A-Z
    • Key industries
      • Consumer markets
      • Energy, infrastructure and resources
      • Financial institutions
      • Life sciences and healthcare
      • Technology
      • Transport
    • Practices
      • Antitrust and competition
      • Climate change and sustainability
      • Consulting
      • Employment and labor
      • Environmental, social and governance (ESG)
      • Intellectual property
      • Private equity and venture capital
      • Real estate
      • Restructuring
      • Tax
      • Banking and finance
      • Corporate, M&A and securities
      • Cybersecurity and data privacy
      • Energy
      • Financial services and regulation
      • Litigation and disputes
      • Projects
      • Regulation and investigations
      • Risk advisory
    • NRF Transform
    • Transform image

      Find out more
  • Insights
    • Publications
    • Podcasts
    • Blogs
    • Webinars and events
    • Videos
    • NRF Institute
    • Professional development
    • Resources and tools
    • Connections
    • Reflection of trees and mountains on a lake

      Insights, perspectives and viewpoints
      from our lawyers on topical issues

      Latest insights
  • News
    • Press releases
    • Market recognitions
    • Media information
  • Locations
    • London
    • Newcastle
    • Global coverage
  • Careers
    • Legal
    • Search current vacancies
    • Graduates and students
    • UK Agency Policy
    • Business services
    • Legal secretaries and PAs
  • Change
Norton Rose Fulbright logo

  1. Services
  2. Regulation and investigations

Regulation and investigations

Regulation and investigations
Overview Insights People
Subscribe
    • Regulation and investigations
    • Overview
    • Insights
    • People
    • Subscribe
  • Publication

    Spotlight on Solicitors Regulation Authority (SRA) Guidance: Part one, reporting misconduct and conducting internal investigations

    This briefing forms part of a series looking in detail at the SRA’s guidance for in-house teams, issued following a them...

    May 02, 2025

    Financial services and regulation

    Video

    Antitrust investigations: What are enforcers focusing on?

    As part of our video series on antitrust and competition trends, Marianne Wagener and Violetta Bourt discuss recent deve...

    April 30, 2025

    Antitrust and competition
    Empty chairs in a meeting room

    Publication

    Auditing FCA/PRA regulated firms: Auditors’ reporting obligations – Quick Reference Guide

    Recent regulatory activity and enforcement outcomes have highlighted the obligations on auditors to make reports to regu...

    April 30, 2025

    Financial services and regulation
    Technology-innovation-connection-network-cybersecurity

    Publication

    New co-operation guidance issued by the SFO

    The SFO’s new cooperation guidance SFO Corporate Guidance - GOV.UK (published on 24 April) updates the SFO’s original co...

    April 28, 2025

    Regulation and investigations
    Compliance Update | Neue Pflichten zum Schutz von Hinweisgebern

    Publication

    ESG and internal investigations: New compliance challenges

    As ESG concerns have come to the forefront in different jurisdictions, the scope of these inquiries is expanding in kind...

    April 14, 2025

    Environmental, social and governance (ESG)
    Financial-institution-banks-building-generic-blue-sky-offices

    Publication

    Spotlight on Solicitors Regulation Authority (SRA) Guidance: Part one, reporting misconduct and conducting internal investigations

    This briefing forms part of a series looking in detail at the SRA’s guidance for in-house teams, issued following a them...

    May 02, 2025

    Financial services and regulation

    Video

    Antitrust investigations: What are enforcers focusing on?

    As part of our video series on antitrust and competition trends, Marianne Wagener and Violetta Bourt discuss recent deve...

    April 30, 2025

    Antitrust and competition
    Empty chairs in a meeting room

    Publication

    Auditing FCA/PRA regulated firms: Auditors’ reporting obligations – Quick Reference Guide

    Recent regulatory activity and enforcement outcomes have highlighted the obligations on auditors to make reports to regu...

    April 30, 2025

    Financial services and regulation
    Technology-innovation-connection-network-cybersecurity

    Publication

    New co-operation guidance issued by the SFO

    The SFO’s new cooperation guidance SFO Corporate Guidance - GOV.UK (published on 24 April) updates the SFO’s original co...

    April 28, 2025

    Regulation and investigations
    Compliance Update | Neue Pflichten zum Schutz von Hinweisgebern

    Publication

    ESG and internal investigations: New compliance challenges

    As ESG concerns have come to the forefront in different jurisdictions, the scope of these inquiries is expanding in kind...

    April 14, 2025

    Environmental, social and governance (ESG)
    More

    Events and webinars

    Inside investigations: Legal, ethical and practical dimensions

    On demand

    Inside investigations: Legal, ethical and practical dimensions

    Watch now
    Shipping containers

    On demand

    New US-Canada tariffs

    Watch now
    Beyond borders: Navigating sanctions compliance risks and enforcement

    On demand

    Beyond borders: Navigating sanctions compliance risks and enforcement

    Watch now

    On demand

    Failure to prevent fraud: What the guidance means for your business

    Watch now
    check abstract

    On demand

    Financial crime and investigations

    Watch now
    Subscribe to insights

    Subscribe to our insights

    Stay up to date with the latest publications, podcasts, webinars and events
    Subscribe

    © Norton Rose Fulbright LLP 2025

    Explore our site

    • About
    • Careers
    • Diversity, Equity & Inclusion
    • People
    • Services
    • Insights
    • News

    Key industries

    • Consumer markets
    • Energy, infrastructure and resources
    • Financial institutions
    • Life sciences and healthcare
    • Technology
    • Transport

    Locations

    • Global coverage

    Norton Rose Fulbright © 2025. All Rights Reserved.

    • Amsterdam
    • ●
    • Athens
    • ●
    • Austin
    • ●
    • Bangkok
    • ●
    • Beijing
    • ●
    • Brisbane
    • ●
    • Brussels
    • ●
    • Bujumbura**
    • ●
    • Calgary
    • ●
    • Canberra
    • ●
    • Cape Town
    • ●
    • Casablanca
    • ●
    • Chicago
    • ●
    • Dallas
    • ●
    • Denver
    • ●
    • Dubai
    • ●
    • Durban
    • ●
    • Düsseldorf
    • ●
    • Frankfurt
    • ●
    • Hamburg
    • ●
    • Harare**
    • ●
    • Hong Kong SAR
    • ●
    • Houston
    • ●
    • Istanbul
    • ●
    • Jakarta*
    • ●
    • Johannesburg
    • ●
    • Kampala**
    • ●
    • London
    • ●
    • Los Angeles
    • ●
    • Luxembourg
    • ●
    • Melbourne
    • ●
    • Mexico City
    • ●
    • Milan
    • ●
    • Minneapolis
    • ●
    • Montréal
    • ●
    • Munich
    • ●
    • Nairobi**
    • ●
    • Newcastle
    • ●
    • New York
    • ●
    • Ottawa
    • ●
    • Paris
    • ●
    • Perth
    • ●
    • Piraeus
    • ●
    • Québec
    • ●
    • Riyadh*
    • ●
    • San Antonio
    • ●
    • San Francisco
    • ●
    • São Paulo
    • ●
    • Shanghai
    • ●
    • Singapore
    • ●
    • St. Louis
    • ●
    • Sydney
    • ●
    • Tokyo
    • ●
    • Toronto
    • ●
    • Vancouver
    • ●
    • Warsaw
    • ●
    • Washington DC *associate office **alliance
    • Legal notices and disclaimers
    • Impressum
    • Standard terms
    • Blog network terms and conditions
    • Cookies policy
    • Privacy notice
    • Website access conditions
    • Fraud alerts
    • Modern Slavery Act Statement
    • Health plan machine readable files
    • Anti-Facilitation of Tax Evasion Statement
    • Suppliers
    • History
    • Remote access
    • Sitemap
    Offices and locations

    Norton Rose Fulbright © 2025. All Rights Reserved.

    • Amsterdam
    • ●
    • Athens
    • ●
    • Austin
    • ●
    • Bangkok
    • ●
    • Beijing
    • ●
    • Brisbane
    • ●
    • Brussels
    • ●
    • Bujumbura**
    • ●
    • Calgary
    • ●
    • Canberra
    • ●
    • Cape Town
    • ●
    • Casablanca
    • ●
    • Chicago
    • ●
    • Dallas
    • ●
    • Denver
    • ●
    • Dubai
    • ●
    • Durban
    • ●
    • Düsseldorf
    • ●
    • Frankfurt
    • ●
    • Hamburg
    • ●
    • Harare**
    • ●
    • Hong Kong SAR
    • ●
    • Houston
    • ●
    • Istanbul
    • ●
    • Jakarta*
    • ●
    • Johannesburg
    • ●
    • Kampala**
    • ●
    • London
    • ●
    • Los Angeles
    • ●
    • Luxembourg
    • ●
    • Melbourne
    • ●
    • Mexico City
    • ●
    • Milan
    • ●
    • Minneapolis
    • ●
    • Montréal
    • ●
    • Munich
    • ●
    • Nairobi**
    • ●
    • Newcastle
    • ●
    • New York
    • ●
    • Ottawa
    • ●
    • Paris
    • ●
    • Perth
    • ●
    • Piraeus
    • ●
    • Québec
    • ●
    • Riyadh*
    • ●
    • San Antonio
    • ●
    • San Francisco
    • ●
    • São Paulo
    • ●
    • Shanghai
    • ●
    • Singapore
    • ●
    • St. Louis
    • ●
    • Sydney
    • ●
    • Tokyo
    • ●
    • Toronto
    • ●
    • Vancouver
    • ●
    • Warsaw
    • ●
    • Washington DC *associate office **alliance
    Policies and disclaimers
    • Legal notices and disclaimers
    • Impressum
    • Standard terms
    • Blog network terms and conditions
    • Cookies policy
    • Privacy notice
    • Website access conditions
    • Fraud alerts
    • Modern Slavery Act Statement
    • Health plan machine readable files
    • Anti-Facilitation of Tax Evasion Statement
    • Suppliers
    • History
    • Remote access
    • Sitemap
    Visit our global site, or select a location
    North America
    • Canada (English)
    • Canada (Français)
    • United States
    Latin America
    • Brazil
    • Mexico
    Europe
    • Belgium
    • Deutschland (Deutsch)
    • France
    • Germany (English)
    • Greece
    • Italy
    • Luxembourg
    • Poland
    • The Netherlands
    • Türkiye
    • United Kingdom
    Middle East
    Africa
    • Burundi
    • Kenya
    • Morocco
    • South Africa
    • Uganda
    • Zimbabwe
    Asia Pacific
    • Australia
    • China
    • Hong Kong SAR
    • Indonesia
    • Japan
    • Singapore
    • Thailand
    Regional practices
    • India
    • Israel
    • Korea
    • Marshall Islands
    • Nordic region
    • Pakistan
    • Vietnam