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Topic: Regulatory updaters

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Monthly Global FinTech regulatory updater

March 07, 2023

Every month we provide the Global Blockchain Business Council’s Post-Trade Distributed Ledger group with a global regulatory FinTech updater, the latest version of which can be found here.

Monthly Global FinTech regulatory updater

February 09, 2023

Every month we provide the Global Blockchain Business Council’s Post-Trade Distributed Ledger group with a global regulatory FinTech updater, the latest version of which can be found here.

Monthly Global FinTech regulatory updater

January 10, 2023

Every month we provide the Global Blockchain Business Council’s Post-Trade Distributed Ledger group with a global regulatory FinTech updater, the latest version of which can be found here.

Monthly Global Fintech regulatory updater

December 20, 2022

Every month we provide the Global Blockchain Business Council’s Post-Trade Distributed Ledger group with a global regulatory FinTech updater, the latest version of which can be found here.

Monthly Global FinTech regulatory updater

November 28, 2022

Every month we provide the Global Blockchain Business Council’s Post-Trade Distributed Ledger group with a global regulatory FinTech updater, the latest version of which can be found here.

New Regulation Tomorrow Plus podcast: ESG: Key regulatory risks in the UK and US and practical steps to manage them

September 05, 2022

Our latest episode of Regulation Tomorrow Plus is now available to stream and download on ‘Apple podcasts‘ and ‘Spotify‘

Monthly Global FinTech regulatory updater

July 18, 2022

Every month we provide the Global Blockchain Business Council’s Post-Trade Distributed Ledger group with a global regulatory FinTech updater, the latest version of which can be found here.

ESG: Key regulatory risks for financial services firms in the UK and US and how to manage them

July 14, 2022

Investors are increasingly seeking sustainable financial products and ESG investing, traditional investing combined with sustainable or otherwise philanthropic aims, has seen huge growth in recent years.

Beyond the TPR: navigating landing slots and regulatory expectation

July 14, 2022

Over the course of the last few weeks, the Financial Conduct Authority (FCA) and the Prudential Regulation Authority have continued to allot landing slots to firms that are currently providing services in the UK under the Temporary Permissions Regime (TPR). These landing slots usually provide a period of 3 months during which time the firm can apply either for re-authorisation (as a branch or subsidiary) or to vary its existing permission.

HM Treasury policy paper: Review of the UK’s AML/CFT regulatory and supervisory regime

June 30, 2022

On 24 June 2022, HM Treasury published two post-implementation reviews and a forward looking review of the UK’s anti-money laundering and countering the financing of terrorism (AML/CFT) regime.