
Publication
Regulatory investigations and enforcement: Key developments
The past six months have seen a number of key changes in the regulatory investigations and enforcement space.
With the UK and the wider EU facing the consequences of Brexit, financial services firms globally need to ensure that they understand the impact of Brexit on their business so they can manage the challenges and pursue the opportunities.
We have created the Brexit Pathfinder hub on our NRF Institute to help financial services clients navigate the legal and regulatory implications of Brexit. The hub includes our latest views and analysis on regulatory issues, as well as access to our UK Statutory Instrument tracker.
Also available via the hub is PathfinderPLUS, a subscription-only service providing clients with access to additional, exclusive materials including consolidated versions of the onshore UK legislation.
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Publication
The past six months have seen a number of key changes in the regulatory investigations and enforcement space.
Publication
In a recent determination, the Ombudsman rejected a scheme member’s claim that the trustees should have conducted due diligence on the receiving scheme before making a transfer in in 2014, as there was no duty of care on the trustees at the time of transfer.
Publication
The Court of Appeal has confirmed that proof of disclosure to third parties is not required for data protection law breaches and that individuals’ rights are breached by unlawful “processing” alone.
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