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Investment- und Bankaufsichtsrecht

Investment- und Bankaufsichtsrecht
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    Global Regulation Tomorrow Plus: EMEA insights series: Episode 19 - UAE update

    In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory ...

    März 11, 2025

    Investment- und Bankaufsichtsrecht
    CPRA: Getting with the program, again

    Failure to prevent fraud: government guidance published and countdown to new offence begins

    The government has today published general guidance on the new failure to prevent fraud offence and has confirmed the of...

    November 06, 2024

    Investment- und Bankaufsichtsrecht
    draft

    The results of the FCA's Culture and non-financial misconduct survey have been published: What do you need to know?

    The FCA has published the results of its survey on non-financial misconduct. Set out below are (1) key findings; (2) nex...

    Oktober 25, 2024

    Investment- und Bankaufsichtsrecht
    Generic-building-financial-institution-office-AdobeStock_464048638

    Breadth of FCA’s supervisory power to require individual firms to pay redress confirmed by Court of Appeal in Bluecrest decision

    The recent Court of Appeal decision in the Bluecrest case sets expansive parameters for the scope of the regulator’s pow...

    Oktober 07, 2024

    Investment- und Bankaufsichtsrecht
    magnifying an image

    FCA in listening mode on ‘name and shame’ proposal

    Therese Chambers has given a speech today confirming next steps on the FCA’s proposals to announce investigations (origi...

    September 25, 2024

    Investment- und Bankaufsichtsrecht
    Regulation Tomorrow image

    Podcast

    Global Regulation Tomorrow Plus: EMEA insights series: Episode 19 - UAE update

    In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory ...

    März 11, 2025

    Investment- und Bankaufsichtsrecht
    CPRA: Getting with the program, again

    Failure to prevent fraud: government guidance published and countdown to new offence begins

    The government has today published general guidance on the new failure to prevent fraud offence and has confirmed the of...

    November 06, 2024

    Investment- und Bankaufsichtsrecht
    draft

    The results of the FCA's Culture and non-financial misconduct survey have been published: What do you need to know?

    The FCA has published the results of its survey on non-financial misconduct. Set out below are (1) key findings; (2) nex...

    Oktober 25, 2024

    Investment- und Bankaufsichtsrecht
    Generic-building-financial-institution-office-AdobeStock_464048638

    Breadth of FCA’s supervisory power to require individual firms to pay redress confirmed by Court of Appeal in Bluecrest decision

    The recent Court of Appeal decision in the Bluecrest case sets expansive parameters for the scope of the regulator’s pow...

    Oktober 07, 2024

    Investment- und Bankaufsichtsrecht
    magnifying an image

    FCA in listening mode on ‘name and shame’ proposal

    Therese Chambers has given a speech today confirming next steps on the FCA’s proposals to announce investigations (origi...

    September 25, 2024

    Investment- und Bankaufsichtsrecht
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