WebinarGlobal | May 26, 2021
As the global economy begins to emerge from COVID-19, the cross-border regulatory and litigation landscape remains challenging for public companies, financial institutions and insurers. A new US administration, a SPAC-fueled surge in public company transactions and lingering effects of the pandemic pose significant challenges for public companies, particularly those with securities listed in multiple jurisdictions, their officers, directors and insurers.
Watch Norton Rose Fulbright's global regulation and investigations team and securities litigators discuss recent trends and anticipated challenges in relation to regulatory investigations and litigation that will help you better navigate and proactively mitigate major cross-border litigation and enforcement risks.
Trends in regulatory investigations and enforcement
- What to expect from the Biden Administration
- Current initiatives in Canadian securities regulation and enforcement
- ESG disclosure requirements and best practices
- Regulatory perspectives on the SPAC boom
- Enforcement risk from cybersecurity lapses
- Financial reporting and internal controls
- Specific enforcement risks for financial institutions
- In-house perspective
Securities litigation trends
- Securities litigation filing trends in the US and Canada
- Key 2020–21 court decisions in both jurisdictions
- Litigation risks in SPAC and de-SPAC transactions
- Trends and key issues in merger and proxy disclosure litigation
- How to reduce risks of event-driven and director-oversight suits
- The latest on venue selection clauses and state court securities litigation
- Looking forward: Climate change impacts
11:30 a.m. – 12:20 p.m. ET | Trends in regulatory investigations and enforcement
12:20 – 12:25 p.m. ET | Break
12:25 – 1:15 p.m. ET | Securities litigation trends
This is a 105-minute webinar available in English only.
Kevin Harnisch, US Head of Regulation, Investigations, Securities and Compliance, Washington DC
Celia Cohen, Partner, New York
Linda Fuerst, Senior Partner, Toronto
Katie Stephen, Co-Head of the Contentious Financial Services Group, London
Peter Stokes, Partner, Austin
Continuing Professional Development (CPD) credits
Law Society of British Columbia | This program contains 1 hour and 45 minutes of Substantive content.
Law Society of Ontario | This program contains 1 hour and 45 minutes of Substantive content.
Quebec | This program contains 1 hour and 45 minutes of content. If you wish to obtain a certificate of attendance, please send a written request to the following email address: firstname.lastname@example.org. In your request, please include your full name and the email address you used to register for the webinar. Note that we will issue a certificate of attendance only if you have viewed the webinar in its entirety.