Carla Monteiro is a securities law clerk in our Toronto office.  She has extensive experience in the registrant regulation area, including the registration of advisers, dealers and investment fund managers with the Canadian securities regulatory authorities and Canadian Investment Regulatory Organization (CIRO).  She assists dealer members and registered firms with compliance requirements and on-going regulatory filings. 

Ms. Monteiro assists lawyers and clients with a variety of securities-related transactions and other matters, including public offerings, private placements, continuous disclosure obligations for reporting issuers and investment funds, insider reporting and CDS filings, including ISIN/CUSIP requests.  She also conducts research relating to compliance and securities requirements and performs searches and analysis of public disclosure documents.

She also handles ongoing regulatory filings through SEDAR+, SEDI, TMX Linx and NRD.